Series 63 Practice Test 2026: 60 Questions With Explained Answers (NASAA)
Chapters
- How This Practice Test Works
- Investment Advisers and Representatives: Questions 1 to 6
- Broker-Dealers: Questions 7 to 13
- Agents of Broker-Dealers: Questions 14 to 21
- Securities and Issuers: Questions 22 to 26
- Remedies and Administrative Provisions: Questions 27 to 33
- Communication with Customers and Prospects: Questions 34 to 45
- Ethical Practices and Obligations: Questions 46 to 60
- Score Yourself
Audio from the Open Exam Hub video of the same name; the video shows the numbers and practice questions on screen.
A free Series 63 practice test: 60 Series 63 exam questions with explained answers, weighted like NASAA's content outline (ethical practices 15, communications 12, agents 8, broker-dealers 7, remedies 7, securities and issuers 5, advisers and I A Rs 6). As of October 2026, the Series 63 license exam (the Uniform Securities Agent State Law Examination) has 60 scored questions plus 5 unscored pretest questions, 75 minutes, 43 correct to pass and a $147 fee; NASAA sponsors it, FINRA administers it, and no sponsoring firm is needed. Covers agent and broker-dealer registration, exemptions, prohibited conduct, remedies and the Administrator's powers. Independent practice, not affiliated with NASAA or FINRA.
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Chapters
0:00 How This Practice Test Works
2:41 Investment Advisers and Representatives: Questions 1 to 6
7:18 Broker-Dealers: Questions 7 to 13
12:16 Agents of Broker-Dealers: Questions 14 to 21
17:57 Securities and Issuers: Questions 22 to 26
22:09 Remedies and Administrative Provisions: Questions 27 to 33
27:11 Communication with Customers and Prospects: Questions 34 to 45
35:07 Ethical Practices and Obligations: Questions 46 to 60
44:48 Score Yourself
Exam facts are from the official NASAA pages as of 2026-10-20. Fees and rules can change, so confirm on the official site before you enroll. Open Exam Hub is an independent study resource, not affiliated with NASAA or FINRA. Practice questions are not from a real exam. Narration is an AI-generated voice.
Music
"Reminiscing" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0
"Friday Morning" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0
"Carefree" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0
"Fresh Air" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0
Sound effects: Kenney (kenney.nl), CC0.
Images
"Montana state capitol 2" by Geo. R. Mann, Public domain, via Wikimedia Commons commons.wikimedia.org/wiki/File:Montana_state_capitol_2.jpg
"Courthouse Polk County Texas" by Jim Evans, CC BY-SA 4.0, via Wikimedia Commons commons.wikimedia.org/wiki/File:Courthouse_Polk_County_Texas.jpg
"Hammer-gbad3af78e 1920" by succo, CC0, via Wikimedia Commons commons.wikimedia.org/wiki/File:Hammer-gbad3af78e_1920.jpg
"Baltimore and Ohio Railroad stock certificate" by Baltimore and Ohio Railroad, Public domain, via Wikimedia Commons commons.wikimedia.org/wiki/File:Baltimore_and_Ohio_Railroad_stock_certificate.jpg
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