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Series 24 Last-Minute Review 2026: Supervisory Rules, Deadlines & Numbers (Cram)

Audio from the Open Exam Hub video of the same name; the video shows the numbers and practice questions on screen.

Taking the FINRA Series 24 principal exam tomorrow? This is the last-minute cram: retail communications vs correspondence, record retention periods, branch inspections, Form U4 and U5 deadlines, net capital ratios, CTR and SAR thresholds, trade reporting and research quiet periods, plus a practice question. Facts checked as of October 2026.

Full guide
Series 24 exam guide
Free practice questions, study guides and cheat sheets, no signup

Chapters
0:00 The Cram Plan
0:28 Communications
1:11 Record Retention
1:33 Supervision and Inspections
2:16 Net Capital
2:39 Anti-Money Laundering
3:07 Trading and Research
3:37 Test Yourself
3:58 Exam Day

Exam facts are from the official FINRA pages as of 2026-10-17. Fees and rules can change, so confirm on the official site before you enroll. Open Exam Hub is an independent study resource, not affiliated with FINRA. Practice questions are not from a real exam. Narration is an AI-generated voice.

Music
"Carefree" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0

"Fresh Air" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0

"Reminiscing" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0

"Almost Bliss" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0

Sound effects: Kenney (kenney.nl), CC0.

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