Series 57 Exam Explained: Securities Trader, 50 Questions, Passing Score 70
Chapters
- The Short Answer
- What the Series 57 Is
- Who Can Take It
- The Format
- The Two Job Functions
- The Passing Score
- Cost and Signing Up
- Try a Question
- How to Study
- If You Don't Pass
- Your Turn
Audio from the Open Exam Hub video of the same name; the video shows the numbers and practice questions on screen.
The FINRA Series 57 Securities Trader exam in plain English: what the registration covers, the SIE corequisite and sponsorship, the two job functions (trading is 82%), what a passing score of 70 means, a principal-vs-agent practice question, and how to study. Facts checked against FINRA as of October 2026.
Full guide
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Chapters
0:00 The Short Answer
0:36 What the Series 57 Is
1:15 Who Can Take It
1:37 The Format
1:58 The Two Job Functions
2:27 The Passing Score
2:44 Cost and Signing Up
2:56 Try a Question
3:30 How to Study
3:55 If You Don't Pass
4:06 Your Turn
Exam facts are from the official FINRA pages as of 2026-10-17. Fees and rules can change, so confirm on the official site before you enroll. Open Exam Hub is an independent study resource, not affiliated with FINRA. Practice questions are not from a real exam. Narration is an AI-generated voice.
Music
"Reminiscing" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
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"Friday Morning" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0
"Fresh Air" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0
"Almost Bliss" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0
Sound effects: Kenney (kenney.nl), CC0.
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