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SIE Last-Minute Review: All the Key Topics in 10 Minutes

Audio from the Open Exam Hub video of the same name; the video shows the numbers and practice questions on screen.

A rapid tour of all four FINRA SIE content areas with their weights: capital markets, products and risks, trading and accounts with the prohibited practices, and the regulatory framework, plus the must-know numbers and one practice question. Facts checked against FINRA as of October 2026, including the $300 gift limit in effect since March 2026 and the shorter retake waits starting January 19, 2027.

Full guide
Timed SIE practice test
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Chapters
0:00 The Plan
0:43 Capital Markets
2:23 Products: Stocks and Bonds
3:25 Products: Funds and Risks
4:32 Trading and Accounts
5:35 Prohibited Practices
6:16 Regulatory Framework
7:23 Numbers to Memorize
8:23 Test Yourself
8:59 Recap

Exam facts are from the official FINRA pages as of 2026-10-20. Fees and rules can change, so confirm on the official site before you enroll. Open Exam Hub is an independent study resource, not affiliated with FINRA. Practice questions are not from a real exam. Narration is an AI-generated voice.

Music
"Fresh Air" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0

"Friday Morning" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0

"Carefree" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0

"Almost Bliss" Kevin MacLeod (incompetech.com)
Licensed under Creative Commons: By Attribution 4.0 License
creativecommons.org/licenses/by/4.0

Sound effects: Kenney (kenney.nl), CC0.

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